NEERAJ NAVJEE

• Transaction monitoring through system generated alerts along with proactive investigations.
• Preparation of investigations reports and submission of recommendations to the MLRO.
• Assist in STR preparation and filing
• SWIFT sanctions screening hits adjudication
• Adjudication of hits on ongoing and new to bank name screening for PEP, sanctions and adverse media.
• Maintaining Management Information (MI)
• Training of team members on transaction monitoring
• Review of processes and procedures in line with regulatory changes or for efficiency

• Conduct open-source investigations on entities and principals (company details, ownership information, adverse findings, etc)
• Present information in reports

• Liaise with clients to obtain KYC documents and information to complete CDD reviews
• Assess validity of the KYC documents and AML risk while work closely with back office for timely completion of CDD reviews
• Perform CDD reviews for various locations such as Mauritius, UK, India, Singapore, USA and Hong Kong
• Act as a point pf contact between clients and back office for account maintenance requests
• Check for hits for sanctions, PEP and adverse media screenings

• KYC document checking for account opening, customer account maintenance & CDD reviews
• System updates to input client information & signature capture
• CRS validation
• Conduct screening (blacklist, World-Check, RDC)
• Process audit confirmation requests
• Processing of standing instructions/direct debits

• Follow-ups for filing of risk incidents, query departments about clarifications regarding risk incidents and categorise risk incidents
• Monitoring of internal loss reporting
• Preparation of operational risk statistics
• Assist the Risk Officer in the RCSA process
• Assist in the planning of the Business Continuity Plan (BCP)
• Monitoring of implementation of action plans