Mary Jane Jolicoeur
Vacoas,Mauritius
Summary
Detail-oriented Compliance Officer dedicated to improving policies and procedures in all business areas. Hardworking and driven with quality-focused and proactive approach. Bringing 9 years of experience in th financial services. Also a fantastic critical thinker with great memory and efficiently organize vast amounts of data. Great at performing internal audits, conducting investigative reporting and transcribing information.
Overview
9
9
years of professional experience
1
1
Certification
Work History
Compliance Officer
Purse Money Platform Ltd
08.2023 - Current
- Identified, investigated and documented compliance violations and recommended corrective measures.
- Responded to employee inquiries regarding compliance regulations and procedures.
- Developed and maintained compliance database, tracking all compliance activities and documents.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Maintained up-to-date knowledge of applicable laws and regulations.
- Identified gaps in existing compliance processes and recommended updates.
Independent Contractor Investigative Analyst
Diligent Corporation
02.2022 - Current
- Conducted investigation and analysis using open source intelligence, proprietary databases and search tools in support of business intelligence cases undertaken for multinational clients vetting their international third-party partners, vendors, distributors in compliance with anti -bribery and anti-corruption statutes such as Foreign Corrupt Practices Act
- Completed background checks to verify licenses and permits for various business.
- Conducted in-depth investigation to identify potential involvement in bribery, corruption, money laundering, legal, finance, supply chain an other compliance concerns.
Compliance Officer
Appleby Global Services (Mauritius) Ltd
11.2022 - 08.2023
- Identified, investigated and documented compliance violations and recommended corrective measures.
- Responded to employee inquiries regarding compliance regulations and procedures.
- Developed and maintained compliance database, tracking all compliance activities and documents.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Maintained up-to-date knowledge of current and emerging compliance regulations.
- Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
- Monitored and assessed compliance risks associated with operational processes and procedures.
- Developed and maintained system for tracking and reporting compliance violations.
- Developed and implemented corrective action plans for non-compliance issues.
- Conducted periodic compliance audits and reviews to identify areas of improvement.
Senior KYC Analyst
TIDR (Mauritius) Limited
01.2022 - 04.2022
- Conducted KYC formality reports on questionable accounts and transactions.
- Reviewed new prospect KYC documents to meet requirements and determine business model risk.
- Analyzed and investigated clients to conduct detailed customer due diligence and enhanced due diligence review.
Compliance Analyst
International SOS African Services Limited
11.2020 - 12.2021
- Prepared documentation and records for upcoming audits and inspections.
- Stayed current with latest changes to applicable regulatory standards and company procedures.
- Assisted investigation and risk management teams with fraud investigations and risk identification.
- Identified compliance gaps and established plans to bridge the gaps
- Assisted with the onboarding of clients
- Drafted letters to the Mauritius tax authority for Double Taxation Avoidance Agreement
Senior Administrator - Risk Management
Ocorian Services (Mauritius) Limited
09.2019 - 10.2020
- Analyzed risk data for a proper understanding of potential risks, concerns
- Conducted the Anti-Financial Crime Business Risk Assessment
- Reviewed the quality of data being submitted to the financial services regulator
- Liaised with the bank for any CDD documentations of the Company
- Led the CDD Remediation project which entailed the review of of CDD files, attended meeting to discuss on progress and best practical way of completing the exercise
Compliance Assistant
Oak Management (Mauritius) Limited
10.2017 - 09.2019
- Reviewed new prospect KYC documents to meet requirements and determine business model risk.
- Conducted KYC formality reports on questionable accounts and transactions.
- Analyzed and investigated clients to conduct detailed customer due diligence and enhanced due diligence review.
- Supported KYC processes for prospective and existing customers.
- Facilitated communication with onboarding team to gather information and onboarding documentation.
- Determined customer risk ratings based on analysis and research findings.
- Conducted thorough reviews for high risk clients based on stratified risk level guidelines.
- Complied with internal controls and government regulations.
Compliance Specialist
Safyr Utilis Ltd
09.2014 - 06.2017
- Developed and maintained compliance database, tracking all compliance activities and documents.
- Responded to employee inquiries regarding compliance regulations and procedures.
- Maintained up-to-date knowledge of current and emerging compliance regulations.
- Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
- Identified, investigated and documented compliance violations and recommended corrective measures.
- Investigated and documented all violations of compliance regulations to determine necessary improvements.
- Developed and maintained system for tracking and reporting compliance violations.
- Created and maintained compliant work environment.
- Maintained up-to-date knowledge of applicable laws and regulations.
- Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices.
- Conducted periodic compliance audits and reviews to identify areas of improvement.
- Drafted report to senior management
- Drafted minutes of compliance committee meeting
Education
International Diploma - Anti-Money Laundering
International Compliance Association
United Kingdom10.2019
Bachelor of Arts - Law And Management
University of Mauritius
Reduit, Mauritius07.2013
Skills
- Policy Design
- Risk Management Strategies
- AML Software
- Internal Audits
- Procedures Compliance
- Law and Statute Compliance
- Controls Tests
- Compliance Reviews
- Compliance Reporting
- Investigation Skills
- Regulatory and Compliance Understanding
- Risk Identification
Certification
- Certified Financial Crime Specialist, Association of Certified Crime Specialist- June 2, 2022
Languages
Creole
Native language
French
Advanced
C1
German
Beginner
A1
Timeline
Compliance Officer
Purse Money Platform Ltd
08.2023 - Current
Compliance Officer
Appleby Global Services (Mauritius) Ltd
11.2022 - 08.2023
Independent Contractor Investigative Analyst
Diligent Corporation
02.2022 - Current
Senior KYC Analyst
TIDR (Mauritius) Limited
01.2022 - 04.2022
Compliance Analyst
International SOS African Services Limited
11.2020 - 12.2021
Senior Administrator - Risk Management
Ocorian Services (Mauritius) Limited
09.2019 - 10.2020
Compliance Assistant
Oak Management (Mauritius) Limited
10.2017 - 09.2019
Compliance Specialist
Safyr Utilis Ltd
09.2014 - 06.2017
International Diploma - Anti-Money Laundering
International Compliance Association
Bachelor of Arts - Law And Management
University of Mauritius
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