Lakshita Devi Ramroop
Mauritius, Riviere Du Rempart
Summary
Accomplished Monitoring & Surveillance Analyst at Butterfield Bank, adept in legal research and demonstrating exceptional leadership abilities. Proven track record in compliance monitoring with a focus on achieving significant improvements in operational efficiency. Expert in documentation review and ethics management, committed to maintaining the highest standards of compliance and integrity.
Overview
6
6
years of professional experience
Work History
Monitoring & Surveillance Analyst
Butterfield Bank
Port Louis
03.2024 - Current
- Investigate the alerts generated by the internal transaction monitoring system, and determine if there is a potentially suspicious transaction involved.
- Review customer and connected parties' name screening alerts that resulted in potential PEP, sanctions, enforcement, and adverse news matches in the internal name screening tool.
- Review, analyze, and identify customer trends, patterns, and typologies associated with money laundering, terrorist financing, and other suspicious transactions.
- Conduct KYC due diligence by reviewing customer and account documentation to ensure the accuracy of files, the integrity of information across systems, and the completeness of files to meet policies and regulatory requirements.
- To be able to make risk-based decisions on customer activity, and to make appropriate recommendations for actions to take on customer accounts and KYC data.
Legal & Compliance Trainee
Rogers Capital
Port Louis
06.2023 - 12.2023
- Assist in drafting policy.
- Assist in overseeing the company’s compliance program.
- Screening of clients, assessments, and transaction monitoring.
- Performing Enhanced Due Diligence.
- Design, draft, and provide guidance on policies and procedures.
- Drafting of regulatory letters.
- Monitoring the Supreme Court case list.
- Support the compliance analyst in their daily duties.
- Assist in providing AML/CFT training to all staff.
- Assist in business risk assessments and internal audits.
Assistant Fund Administrator
Intercontinental Trust Ltd
Ebene
04.2022 - 12.2022
- Performing the administration of funds pursuant to administration agreements in respect of a portfolio of collective investment schemes, private equity funds, and limited partnerships.
- Assist seniors in performing the day-to-day professional company secretarial services.
- Incorporations, convening board meetings, AGMs, minutes, etc. for the fund.
- Liaise with local authorities (ROC, FSC, MRA, etc.) regarding ongoing operational and administrative matters.
- Preparation of financial statements and other required reports on a monthly basis, ensuring deadlines are met.
- Perform bank account openings and bank transfers.
- Develop and maintain relationships with investors, investment advisors/managers, banks, brokers, and auditors.
- Preparing the year-end file and liaising with auditors.
- Liaise with Compliance.
- Carrying out research work where required.
Legal Internship
Erriah Chambers
Port Louis
05.2019 - 07.2019
- Attended various court proceedings for matters including Civil and Commercial disputes and other Court works.
Education
Graduate Diploma in Law (GDL) -
University of Central Lancashire
01-2024
Bachelor of Laws -
University of Mauritius
10-2021
Higher School Certificate -
Droopnath Ramphul State College
01-2017
School Certificate -
Droopnath Ramphul State College
01-2015
Skills
- Legal research
- Project management
- Documentation review
- Compliance monitoring
- Leadership abilities
- Critical thinking
Languages
English
Proficient (C2)
C2
French
Proficient (C2)
C2
Hindi
Proficient (C2)
C2
Timeline
Monitoring & Surveillance Analyst
Butterfield Bank
03.2024 - Current
Legal & Compliance Trainee
Rogers Capital
06.2023 - 12.2023
Assistant Fund Administrator
Intercontinental Trust Ltd
04.2022 - 12.2022
Legal Internship
Erriah Chambers
05.2019 - 07.2019
Graduate Diploma in Law (GDL) -
University of Central Lancashire
Bachelor of Laws -
University of Mauritius
Higher School Certificate -
Droopnath Ramphul State College
School Certificate -
Droopnath Ramphul State College
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